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The above diagram shows the color scheme of the layout in the main result page. The parent entities and officers are those entities, including individual and legal persons, have significant controls over the company in focus. The offspring entities and appointments are those entities that the company in focus can influence on.

Clicking the links on parent entities or officers, and offspring entities or managed companies will put them in focus and show upstream or downstream connections. In general, ascendant entities can be found by moving toward upstream, and descendant entities are by toward downstream. In this way, progenitor entities such as grandparent companies (parents of parent), sibling companies (children of parent), partner companies (parents of child), and progeny entities such as grandchild companies (children of child) can be found easily.

Parent entities and officers 83
  • 1
    Mallaby, Christopher Leslie George
    Non Executive Director born in July 1936
    Individual (9 offsprings)
    Officer
    2000-06-22 ~ 2006-04-18
    OF - Director → CIF 0
  • 2
    Britton, Jonathan
    Investment Banker born in May 1954
    Individual (20 offsprings)
    Officer
    1999-12-15 ~ 2004-12-04
    OF - Director → CIF 0
  • 3
    Cryan, John Michael
    Investment Banker born in December 1960
    Individual (8 offsprings)
    Officer
    2011-03-01 ~ 2011-08-25
    OF - Director → CIF 0
  • 4
    Ross Stewart, Charles Denholm
    Solicitor born in May 1964
    Individual (26 offsprings)
    Officer
    2010-02-10 ~ 2012-05-17
    OF - Director → CIF 0
  • 5
    Harvey, Deborah Anne
    Individual (6 offsprings)
    Officer
    2017-09-11 ~ now
    OF - Secretary → CIF 0
  • 6
    Gillespie, Joseph Andrew Robert
    Banker born in April 1955
    Individual (18 offsprings)
    Officer
    2004-05-11 ~ 2006-10-25
    OF - Director → CIF 0
  • 7
    Mueller, Rudolf Gottfried
    Chairman & Chief Executive Off born in May 1934
    Individual (20 offsprings)
    Officer
    (before 1992-04-08) ~ 1998-01-01
    OF - Director → CIF 0
  • 8
    Harding, Mark Dominic
    General Counsel And Svp born in July 1957
    Individual (17 offsprings)
    Officer
    1998-01-20 ~ 1998-06-29
    OF - Director → CIF 0
  • 9
    Brittan, Leon, The Rt Hon The Lord Brittan Of Spennithorne
    Investment Banker born in September 1939
    Individual (1 offspring)
    Officer
    2002-09-17 ~ 2010-09-02
    OF - Director → CIF 0
  • 10
    Sipes, James Richard
    Executive born in July 1946
    Individual (1 offspring)
    Officer
    2000-12-11 ~ 2001-12-10
    OF - Director → CIF 0
  • 11
    Baines, John Duncan
    Chartered Accountant born in May 1962
    Individual (43 offsprings)
    Officer
    1998-09-30 ~ 2000-06-22
    OF - Director → CIF 0
  • 12
    Orcel, Andrea
    Investment Banker born in May 1963
    Individual (4 offsprings)
    Officer
    2014-12-05 ~ 2018-09-28
    OF - Director → CIF 0
  • 13
    Pink, Nicholas Alexander
    Investment Banker born in June 1968
    Individual (5 offsprings)
    Officer
    2011-11-11 ~ 2012-02-29
    OF - Director → CIF 0
  • 14
    Schepers, Manfred Johan
    Banker born in September 1960
    Individual (5 offsprings)
    Officer
    2002-09-17 ~ 2003-06-12
    OF - Director → CIF 0
  • 15
    Bereaux, Michelle Maria
    Non-Executive Director born in May 1964
    Individual (8 offsprings)
    Officer
    2015-06-16 ~ 2018-04-30
    OF - Director → CIF 0
  • 16
    Wojewodzki, Roland
    Ceo Europe Middle East &Africa born in August 1947
    Individual (4 offsprings)
    Officer
    1998-06-29 ~ 1999-04-14
    OF - Director → CIF 0
  • 17
    Magee, Jonathan Peter Andrew
    Consultant born in November 1964
    Individual (3 offsprings)
    Officer
    2015-03-12 ~ now
    OF - Director → CIF 0
  • 18
    Giannotti, John Bernard
    Managing Director born in March 1951
    Individual (19 offsprings)
    Officer
    1996-09-09 ~ 1997-03-10
    OF - Director → CIF 0
  • 19
    Kengeter, Carsten Norbert
    Investment Banker born in March 1967
    Individual (13 offsprings)
    Officer
    2009-03-18 ~ 2013-02-13
    OF - Director → CIF 0
  • 20
    Kennedy, William James
    Banker born in October 1970
    Individual (1 offspring)
    Officer
    2008-07-09 ~ 2010-02-18
    OF - Director → CIF 0
  • 21
    Easton, Alexander
    Banker born in July 1965
    Individual (16 offsprings)
    Officer
    2004-09-01 ~ 2006-03-27
    OF - Director → CIF 0
  • 22
    Scotland, Patricia Janet, The Rt. Hon
    Barrister born in August 1955
    Individual (1 offspring)
    Officer
    2015-04-01 ~ 2016-03-31
    OF - Director → CIF 0
  • 23
    Prinz, Sascha
    Investment Banker born in December 1965
    Individual (2 offsprings)
    Officer
    2007-04-26 ~ 2009-02-26
    OF - Director → CIF 0
  • 24
    Tyler, Derek Richard
    Exec Dir Financial Reporting born in April 1958
    Individual (9 offsprings)
    Officer
    1997-12-18 ~ 1998-09-30
    OF - Director → CIF 0
  • 25
    Hardie, Richard William John
    Investment Banker born in August 1948
    Individual (26 offsprings)
    Officer
    2005-04-11 ~ 2015-12-31
    OF - Director → CIF 0
  • 26
    Haemmerli, Anna Marie Ingeborg
    Investment Banker born in June 1966
    Individual (18 offsprings)
    Officer
    2007-10-29 ~ 2014-08-06
    OF - Director → CIF 0
  • 27
    Bailey, Vanessa Ann
    Investment Banker born in April 1964
    Individual (4 offsprings)
    Officer
    2013-03-07 ~ 2013-12-02
    OF - Director → CIF 0
  • 28
    Palmer, Jeremy David Fletcher
    Head Of Private Banking Uk born in August 1956
    Individual (22 offsprings)
    Officer
    2006-09-15 ~ 2008-03-05
    OF - Director → CIF 0
  • 29
    Sutter, Claudius
    Investment Banker born in June 1967
    Individual (5 offsprings)
    Officer
    2006-02-03 ~ 2009-07-27
    OF - Director → CIF 0
  • 30
    Keller, Emmanuel
    Head Of Fixed Income Sales born in February 1962
    Individual (1 offspring)
    Officer
    1996-01-15 ~ 1997-12-18
    OF - Director → CIF 0
  • 31
    Willey, Michael Jeffrey
    Managing Director born in May 1956
    Individual (13 offsprings)
    Officer
    1994-01-01 ~ 1997-12-18
    OF - Director → CIF 0
  • 32
    Bennett, Peter Richard
    Managing Director Finance & Accounting born in January 1945
    Individual (15 offsprings)
    Officer
    (before 1992-04-08) ~ 1995-12-31
    OF - Director → CIF 0
  • 33
    Shey, Fabian
    Banker born in January 1969
    Individual (1 offspring)
    Officer
    2006-07-10 ~ 2007-10-29
    OF - Director → CIF 0
  • 34
    Krespi, Kevin
    Head Of Marketing born in November 1960
    Individual (8 offsprings)
    Officer
    1997-09-22 ~ 1998-06-29
    OF - Director → CIF 0
  • 35
    Rodgers, Duncan George
    Investment Banker born in April 1972
    Individual (4 offsprings)
    Officer
    2011-11-14 ~ 2015-05-27
    OF - Director → CIF 0
  • 36
    Reid, Nicholas Timothy John
    Investment Banker born in January 1967
    Individual (7 offsprings)
    Officer
    2011-11-10 ~ 2012-05-14
    OF - Director → CIF 0
  • 37
    Costas, John Peter
    Chief Operating Officer born in January 1957
    Individual (1 offspring)
    Officer
    2000-06-22 ~ 2004-12-14
    OF - Director → CIF 0
  • 38
    Bullock, Gary Clifford
    Banker born in February 1960
    Individual (6 offsprings)
    Officer
    2002-06-25 ~ 2006-02-03
    OF - Director → CIF 0
  • 39
    Tattersall, John Hartley
    Non Executive Director born in April 1952
    Individual (15 offsprings)
    Officer
    2011-11-16 ~ now
    OF - Director → CIF 0
  • 40
    Tapner, Nicholas Rory
    Investment Banker born in September 1959
    Individual (19 offsprings)
    Officer
    2000-06-22 ~ 2004-04-28
    OF - Director → CIF 0
  • 41
    Yallop, John Mark
    Investment Banker born in March 1960
    Individual (40 offsprings)
    Officer
    2013-03-01 ~ 2014-09-30
    OF - Director → CIF 0
  • 42
    Bretton, Nigel Paul
    Accountant Finance Director born in April 1963
    Individual (24 offsprings)
    Officer
    2014-10-21 ~ now
    OF - Director → CIF 0
  • 43
    De Weck, Pierre
    Banker born in July 1950
    Individual (8 offsprings)
    Officer
    2000-06-22 ~ 2001-07-13
    OF - Director → CIF 0
  • 44
    Hodson, Alan Charles
    Investment Banker born in April 1962
    Individual (26 offsprings)
    Officer
    2001-07-16 ~ 2004-07-31
    OF - Director → CIF 0
  • 45
    Wilmot Sitwell, Alexander Sacheverell
    Investment Bank born in March 1961
    Individual (15 offsprings)
    Officer
    2006-03-10 ~ 2007-04-26
    OF - Director → CIF 0
    Wilmot-sitwell, Alexander Sacheverell
    Investment Banker born in March 1961
    Individual (15 offsprings)
    Officer
    2008-03-05 ~ 2010-10-31
    OF - Director → CIF 0
  • 46
    Buchan, Colin Alexander Mason
    Investment Banker born in December 1954
    Individual (25 offsprings)
    Officer
    2000-06-22 ~ 2001-07-16
    OF - Director → CIF 0
  • 47
    Gonzalez Durantez, Miryan Mercedes
    Lawyer born in May 1968
    Individual (4 offsprings)
    Officer
    2016-09-06 ~ now
    OF - Director → CIF 0
  • 48
    Warshaw, Simon David
    Investment Banker born in November 1965
    Individual (9 offsprings)
    Officer
    2007-04-26 ~ 2013-01-28
    OF - Director → CIF 0
  • 49
    Robins, David Anthony
    Chief Executive Officer born in September 1949
    Individual (37 offsprings)
    Officer
    1994-01-01 ~ 1998-06-29
    OF - Director → CIF 0
  • 50
    Granziol, Markus Johannes
    Chairman And Ceo born in January 1952
    Individual (2 offsprings)
    Officer
    2000-06-22 ~ 2002-05-31
    OF - Director → CIF 0
  • 51
    Ozanne, Julian Victor
    Investment Banker born in February 1958
    Individual (29 offsprings)
    Officer
    2004-12-04 ~ 2013-10-31
    OF - Director → CIF 0
  • 52
    Misra, Rajeev
    Global Head Of Credit born in January 1962
    Individual (21 offsprings)
    Officer
    2009-07-20 ~ 2013-08-19
    OF - Director → CIF 0
  • 53
    Kerrison, Michael Arthur
    Director born in July 1962
    Individual (46 offsprings)
    Officer
    2000-03-16 ~ 2000-06-22
    OF - Director → CIF 0
  • 54
    Williams, Andrew David
    Investment Banker born in October 1967
    Individual (48 offsprings)
    Officer
    2009-05-14 ~ 2009-11-13
    OF - Director → CIF 0
  • 55
    Mitchell Hewson, John Stuart
    Individual (43 offsprings)
    Officer
    2004-01-30 ~ 2017-06-30
    OF - Secretary → CIF 0
  • 56
    Widdowson, William
    Chartered Accountant born in August 1958
    Individual (25 offsprings)
    Officer
    1998-06-29 ~ 1999-04-28
    OF - Director → CIF 0
    1999-06-21 ~ 1999-11-16
    OF - Director → CIF 0
  • 57
    Dinerstein, Robert Charles
    General Counsel born in April 1942
    Individual (1 offspring)
    Officer
    2000-06-22 ~ 2004-09-01
    OF - Director → CIF 0
  • 58
    Allison, Philip James
    Investment Banker born in March 1976
    Individual (9 offsprings)
    Officer
    2012-10-04 ~ 2014-03-25
    OF - Director → CIF 0
  • 59
    James, Sally Ann
    European General Counsel born in February 1949
    Individual (49 offsprings)
    Officer
    2004-08-13 ~ 2014-12-31
    OF - Director → CIF 0
    James, Sally Ann
    Individual (49 offsprings)
    Officer
    2002-09-17 ~ 2004-08-13
    OF - Secretary → CIF 0
  • 60
    Glass, William Gordon
    Investment Banker born in February 1959
    Individual (2 offsprings)
    Officer
    2006-11-06 ~ 2009-08-28
    OF - Director → CIF 0
  • 61
    Hare, Paul Edward
    Individual (87 offsprings)
    Officer
    (before 1992-04-08) ~ 2002-09-17
    OF - Secretary → CIF 0
    2002-09-17 ~ 2004-01-30
    OF - Secretary → CIF 0
  • 62
    Harding, Robert Lawrence
    Managing Director born in September 1953
    Individual (2 offsprings)
    Officer
    1994-06-06 ~ 1997-07-03
    OF - Director → CIF 0
  • 63
    Martin, Ian Herbert
    Managing Director born in July 1950
    Individual (34 offsprings)
    Officer
    1998-01-20 ~ 1999-04-28
    OF - Director → CIF 0
    Martin, Ian Herbert
    Executive Director born in July 1950
    Individual (34 offsprings)
    1999-06-21 ~ 2000-06-22
    OF - Director → CIF 0
  • 64
    Gouws, Francois Johannes
    Investment Banker born in January 1965
    Individual (2 offsprings)
    Officer
    2006-05-05 ~ 2008-07-09
    OF - Director → CIF 0
    2010-05-12 ~ 2011-11-29
    OF - Director → CIF 0
  • 65
    Amschwand, Andreas
    Investment Banker born in June 1960
    Individual (1 offspring)
    Officer
    2005-09-20 ~ 2006-07-10
    OF - Director → CIF 0
  • 66
    Bolin, Michael Patrick
    Investment Banker born in April 1957
    Individual (5 offsprings)
    Officer
    2006-04-21 ~ 2006-09-15
    OF - Director → CIF 0
  • 67
    Short, Jeanne Elizabeth
    Investment Banker born in October 1949
    Individual (6 offsprings)
    Officer
    2010-10-29 ~ 2012-08-16
    OF - Director → CIF 0
  • 68
    Johnson, William
    Investment Banker born in February 1962
    Individual (2 offsprings)
    Officer
    1999-12-15 ~ 2000-12-10
    OF - Director → CIF 0
  • 69
    Lawson -turnbull, Wayne
    Investment Banker born in July 1959
    Individual (13 offsprings)
    Officer
    2009-10-13 ~ 2015-01-28
    OF - Director → CIF 0
  • 70
    Thrush, Paul Duncan
    Head Of Trading born in March 1953
    Individual (5 offsprings)
    Officer
    (before 1992-04-08) ~ 1994-04-18
    OF - Director → CIF 0
  • 71
    Lim, Thiam Joo
    Md-Global Head Of Currencies born in February 1957
    Individual (9 offsprings)
    Officer
    1997-07-14 ~ 1998-06-03
    OF - Director → CIF 0
  • 72
    Martin Jimenez, Beatriz
    Investment born in July 1973
    Individual (5 offsprings)
    Officer
    2015-01-28 ~ now
    OF - Director → CIF 0
  • 73
    Ryan, Sean Enda
    Director born in February 1964
    Individual (34 offsprings)
    Officer
    2013-10-31 ~ 2014-07-11
    OF - Director → CIF 0
  • 74
    Soanes, David Charles Bradley
    Investment Banker born in November 1968
    Individual (5 offsprings)
    Officer
    2014-12-03 ~ now
    OF - Director → CIF 0
  • 75
    Hartop, James William
    Investment Banker born in July 1974
    Individual (5 offsprings)
    Officer
    2011-11-23 ~ 2014-10-13
    OF - Director → CIF 0
  • 76
    Courtis, Charles Hendy Simon
    Emea Head Of Operations born in July 1955
    Individual (5 offsprings)
    Officer
    2012-07-12 ~ 2013-07-02
    OF - Director → CIF 0
  • 77
    Briance, Richard Henry
    Vice Chairman Debt Division born in August 1953
    Individual (27 offsprings)
    Officer
    (before 1992-04-08) ~ 1996-09-09
    OF - Director → CIF 0
  • 78
    Cassidy, Michael John
    Solicitor born in January 1947
    Individual (32 offsprings)
    Officer
    2000-06-22 ~ 2015-06-21
    OF - Director → CIF 0
  • 79
    Eynon, Richard Mark
    Investment Banker born in November 1953
    Individual (128 offsprings)
    Officer
    1998-06-29 ~ 1999-04-28
    OF - Director → CIF 0
  • 80
    Oman, David
    Investment Banking Executive born in October 1967
    Individual (7 offsprings)
    Officer
    2009-08-28 ~ 2010-07-06
    OF - Director → CIF 0
  • 81
    Brearley, Mark Newton
    Banker born in July 1964
    Individual (15 offsprings)
    Officer
    2009-02-10 ~ 2011-06-30
    OF - Director → CIF 0
  • 82
    Kamlani, Suneel
    Md Global Head Of Debt Capital born in May 1961
    Individual (2 offsprings)
    Officer
    2003-09-04 ~ 2007-02-02
    OF - Director → CIF 0
  • 83
    Bahnhofstrasse 45, Zurich, 8001, Switzerland
    Corporate (53 offsprings)
    Person with significant control
    2016-04-06 ~ now
    PE - Ownership of shares – 75% or moreCIF 0
    PE - Ownership of voting rights - 75% or moreCIF 0
    PE - Right to appoint or remove directorsCIF 0
parent relation
Company in focus

UBS LIMITED

Period: 2003-02-14 ~ 2019-03-05
Company number: 02035362 01546399... (more)
Registered names
UBS LIMITED - now 01546399... (more)
UBS GILTS LIMITED - 1997-10-20
KEYTREAT LIMITED - 1986-09-01
Standard Industrial Classification
64999 - Financial Intermediation Not Elsewhere Classified

  • UBS LIMITED
    Info
    UBS WARBURG LTD. - 2003-02-14
    UBS (INTERNATIONAL) LIMITED - 2003-02-14
    UBS SECURITIES TRADING LIMITED - 2003-02-14
    UBS GILTS LIMITED - 2003-02-14
    UBS PHILLIPS & DREW GILTS LIMITED - 2003-02-14
    PHILLIPS & DREW MOULSDALE LIMITED - 2003-02-14
    KEYTREAT LIMITED - 2003-02-14
    Registered number 02035362
    5 Broadgate, London EC2M 2QS
    CONVERTED/CLOSED COMPANY incorporated on 1986-07-09 and dissolved on 2019-03-05 (32 years 7 months). The status of the company number is Converted / Closed.
    CIF 0
child relation
Offspring entities and appointments 0
  • Not found in our database.

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Contains public sector information retrieved at 22 April 2026 and licensed under the Open Government Licence v3.0.