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The above diagram shows the color scheme of the layout in the main result page. The parent entities and officers are those entities, including individual and legal persons, have significant controls over the company in focus. The offspring entities and appointments are those entities that the company in focus can influence on.

Clicking the links on parent entities or officers, and offspring entities or managed companies will put them in focus and show upstream or downstream connections. In general, ascendant entities can be found by moving toward upstream, and descendant entities are by toward downstream. In this way, progenitor entities such as grandparent companies (parents of parent), sibling companies (children of parent), partner companies (parents of child), and progeny entities such as grandchild companies (children of child) can be found easily.

Parent entities and officers
Active 9
  • 1
    Desai, Mehul Mahendrakumar
    Born in August 1963
    Individual (4 offsprings)
    Officer
    icon of calendar 2024-04-01 ~ now
    OF - Director → CIF 0
  • 2
    Garvey, James Richard
    Born in April 1962
    Individual (4 offsprings)
    Officer
    icon of calendar 2024-10-01 ~ now
    OF - Director → CIF 0
  • 3
    Bradley, Mark James
    Individual (1 offspring)
    Officer
    icon of calendar 2025-01-01 ~ now
    OF - Secretary → CIF 0
  • 4
    Miura, Bungo
    Born in August 1967
    Individual (1 offspring)
    Officer
    icon of calendar 2024-07-18 ~ now
    OF - Director → CIF 0
  • 5
    Turner, Maria Francisca
    Born in October 1967
    Individual (1 offspring)
    Officer
    icon of calendar 2021-01-21 ~ now
    OF - Director → CIF 0
  • 6
    Hughes, James Richard
    Individual (1 offspring)
    Officer
    icon of calendar 2025-11-10 ~ now
    OF - Secretary → CIF 0
  • 7
    Yates, Antony
    Born in March 1962
    Individual (3 offsprings)
    Officer
    icon of calendar 1995-07-05 ~ now
    OF - Director → CIF 0
  • 8
    Kawafune, Hideo
    Born in November 1969
    Individual (2 offsprings)
    Officer
    icon of calendar 2018-07-04 ~ now
    OF - Director → CIF 0
  • 9
    SUMITOMO MITSUI FINANCIAL GROUP, INC. LTD
    icon of address1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo, Japan
    Active Corporate (14 parents, 20 offsprings)
    Equity (Company account)
    1,000,000,000 GBP2024-03-31
    Person with significant control
    icon of calendar 2016-10-01 ~ now
    PE - Has significant influence or control as a member of a firmCIF 0
Ceased 56
  • 1
    Russell, John Douglas
    Individual
    Officer
    icon of calendar 1997-09-18 ~ 1999-10-01
    OF - Secretary → CIF 0
  • 2
    Tsutsumi, Yaoki
    Stockbroker born in February 1961
    Individual
    Officer
    icon of calendar 2015-07-29 ~ 2017-03-23
    OF - Director → CIF 0
  • 3
    Miyagaki, Naoya
    Banker born in April 1962
    Individual
    Officer
    icon of calendar 2012-11-06 ~ 2014-10-24
    OF - Director → CIF 0
  • 4
    Takahashi, Kenichi
    Banker born in October 1958
    Individual
    Officer
    icon of calendar 2009-06-12 ~ 2012-04-27
    OF - Director → CIF 0
  • 5
    Okumura, Makoto
    Banker born in May 1962
    Individual
    Officer
    icon of calendar 2014-10-24 ~ 2016-04-11
    OF - Director → CIF 0
  • 6
    Okubo, Naoki
    Banker born in June 1965
    Individual
    Officer
    icon of calendar 2017-05-09 ~ 2020-03-31
    OF - Director → CIF 0
  • 7
    Kawamoto, Naoyuki
    Banker born in October 1952
    Individual
    Officer
    icon of calendar 1994-12-01 ~ 2004-04-05
    OF - Director → CIF 0
  • 8
    Tobimatsu, Shuichi
    Banker born in July 1941
    Individual
    Officer
    icon of calendar 1994-01-14 ~ 1995-07-05
    OF - Director → CIF 0
  • 9
    Kondoh, Akira
    Banker born in February 1945
    Individual
    Officer
    icon of calendar 1997-06-17 ~ 1999-04-02
    OF - Director → CIF 0
  • 10
    Maeda, Hiroshi
    Banker born in October 1951
    Individual
    Officer
    icon of calendar 1995-07-05 ~ 2003-01-10
    OF - Director → CIF 0
  • 11
    Brennan, Joseph L
    Banker born in April 1957
    Individual
    Officer
    icon of calendar 1995-07-05 ~ 2002-03-04
    OF - Director → CIF 0
  • 12
    Copenhaver, John Harrison
    Banker born in May 1947
    Individual
    Officer
    icon of calendar ~ 1995-07-05
    OF - Director → CIF 0
  • 13
    Pearce, Christopher
    Banker born in April 1947
    Individual
    Officer
    icon of calendar ~ 1995-05-01
    OF - Director → CIF 0
    Pearce, Christopher
    Individual
    Officer
    icon of calendar ~ 1995-05-01
    OF - Secretary → CIF 0
  • 14
    Hayashi, Taro
    Securities Broker born in March 1960
    Individual
    Officer
    icon of calendar 2012-04-11 ~ 2014-04-23
    OF - Director → CIF 0
  • 15
    Serizawa, Mitsugu
    Banker born in July 1957
    Individual
    Officer
    icon of calendar 2006-01-20 ~ 2009-04-01
    OF - Director → CIF 0
  • 16
    Minami, Hitoshi
    Director born in September 1961
    Individual
    Officer
    icon of calendar 2018-09-10 ~ 2022-03-04
    OF - Director → CIF 0
  • 17
    Hosomi, Kenichi
    Banker born in February 1963
    Individual
    Officer
    icon of calendar 2012-09-18 ~ 2015-08-11
    OF - Director → CIF 0
  • 18
    Okada, Natsuo
    Banker born in July 1951
    Individual
    Officer
    icon of calendar 1999-03-11 ~ 2000-12-14
    OF - Director → CIF 0
  • 19
    Mussachia, John James
    Banker born in May 1954
    Individual
    Officer
    icon of calendar 1995-07-05 ~ 1997-08-22
    OF - Director → CIF 0
    Mussachia, John James
    Banker
    Individual
    Officer
    icon of calendar 1995-07-05 ~ 1997-08-22
    OF - Secretary → CIF 0
  • 20
    Hotta, Kensuke
    Banker born in October 1938
    Individual
    Officer
    icon of calendar 1992-04-22 ~ 1994-01-14
    OF - Director → CIF 0
  • 21
    Akiyama, Mitsuhiro
    Banker born in May 1960
    Individual
    Officer
    icon of calendar 2009-06-12 ~ 2012-04-27
    OF - Director → CIF 0
    Akiyama, Mitsuhiro
    Director And General Manager born in May 1960
    Individual
    icon of calendar 2016-06-15 ~ 2018-04-19
    OF - Director → CIF 0
  • 22
    Ohmi, Yoshiyuki
    Banker born in April 1963
    Individual
    Officer
    icon of calendar 2014-10-24 ~ 2015-08-11
    OF - Director → CIF 0
  • 23
    Imaeda, Tetsuro
    Banker born in May 1962
    Individual (2 offsprings)
    Officer
    icon of calendar 2016-10-13 ~ 2020-05-20
    OF - Director → CIF 0
  • 24
    Bradley, Mark James
    Individual (1 offspring)
    Officer
    icon of calendar 2021-11-05 ~ 2024-05-13
    OF - Secretary → CIF 0
  • 25
    Suzuki, Ryo
    Banker born in October 1962
    Individual
    Officer
    icon of calendar 2009-06-12 ~ 2012-09-18
    OF - Director → CIF 0
  • 26
    Konishi, Atsuo
    Banker born in September 1946
    Individual
    Officer
    icon of calendar ~ 1998-05-22
    OF - Director → CIF 0
  • 27
    Isono, Tsuyoshi
    Banker born in August 1954
    Individual
    Officer
    icon of calendar 2007-05-18 ~ 2009-04-30
    OF - Director → CIF 0
  • 28
    Jackson, Patricia Doreen
    Born in December 1952
    Individual (2 offsprings)
    Officer
    icon of calendar 2017-06-13 ~ 2024-09-30
    OF - Director → CIF 0
  • 29
    Morooka, Kenichi
    Banker born in December 1956
    Individual
    Officer
    icon of calendar 1999-03-11 ~ 2006-06-09
    OF - Director → CIF 0
  • 30
    Avery, Jonathan William
    Accountant
    Individual
    Officer
    icon of calendar 2002-05-13 ~ 2016-10-20
    OF - Secretary → CIF 0
  • 31
    Fukushima, Sumio
    Banker born in June 1947
    Individual
    Officer
    icon of calendar 1998-10-01 ~ 1999-03-11
    OF - Director → CIF 0
  • 32
    Miura, Bungo
    Banker born in August 1967
    Individual (1 offspring)
    Officer
    icon of calendar 2016-05-05 ~ 2019-03-31
    OF - Director → CIF 0
  • 33
    Thomas, John David
    Banker born in April 1961
    Individual (2 offsprings)
    Officer
    icon of calendar 2015-08-11 ~ 2020-04-30
    OF - Director → CIF 0
    icon of calendar 2015-08-11 ~ 2020-12-31
    OF - Director → CIF 0
  • 34
    Sugiyama, Shinji
    Managing Director born in January 1955
    Individual
    Officer
    icon of calendar 2001-06-14 ~ 2002-10-24
    OF - Director → CIF 0
  • 35
    Fujisawa, Tetsufumi
    Banker born in August 1953
    Individual
    Officer
    icon of calendar 2004-04-26 ~ 2007-03-30
    OF - Director → CIF 0
  • 36
    Dave, Parul
    Individual
    Officer
    icon of calendar 2016-10-20 ~ 2021-11-05
    OF - Secretary → CIF 0
  • 37
    Yazawa, Takahiro
    Banker born in January 1964
    Individual
    Officer
    icon of calendar 2014-10-24 ~ 2024-07-18
    OF - Director → CIF 0
  • 38
    Hooton, Tamsin
    Individual
    Officer
    icon of calendar 2024-05-13 ~ 2025-01-01
    OF - Secretary → CIF 0
  • 39
    Okuyama, Shunichi
    Banker born in November 1943
    Individual
    Officer
    icon of calendar 1996-09-25 ~ 1997-06-17
    OF - Director → CIF 0
  • 40
    Matsuzaki, Gen
    Banker born in July 1959
    Individual
    Officer
    icon of calendar 2004-12-03 ~ 2009-06-12
    OF - Director → CIF 0
  • 41
    Oiwa, Hisato
    Banker born in June 1958
    Individual
    Officer
    icon of calendar 2014-10-06 ~ 2016-12-05
    OF - Director → CIF 0
  • 42
    Kita, Kenji
    Banker born in May 1947
    Individual
    Officer
    icon of calendar ~ 1997-05-23
    OF - Director → CIF 0
  • 43
    Hayashi, Yuji
    Banker born in April 1963
    Individual (1 offspring)
    Officer
    icon of calendar 2009-08-05 ~ 2016-05-26
    OF - Director → CIF 0
  • 44
    Tonoike, Tetsuya
    Banker born in August 1961
    Individual
    Officer
    icon of calendar 2006-07-27 ~ 2009-03-27
    OF - Director → CIF 0
  • 45
    West, Iain Dominic
    Derivatives Trader born in January 1966
    Individual (1 offspring)
    Officer
    icon of calendar 2004-05-24 ~ 2014-10-24
    OF - Director → CIF 0
  • 46
    Nakamura, Keiichiro
    Banker born in December 1966
    Individual
    Officer
    icon of calendar 2015-08-11 ~ 2018-07-05
    OF - Director → CIF 0
    Nakamura, Keiichiro
    Director born in December 1966
    Individual
    icon of calendar 2020-05-01 ~ 2023-04-04
    OF - Director → CIF 0
  • 47
    Ishii, Yukio
    Director born in September 1966
    Individual
    Officer
    icon of calendar 2022-04-06 ~ 2023-10-12
    OF - Director → CIF 0
  • 48
    Tagaya, Makoto
    Banker born in December 1962
    Individual
    Officer
    icon of calendar 2012-11-19 ~ 2014-05-27
    OF - Director → CIF 0
  • 49
    Kashima, Toshiyuki
    Banker born in August 1948
    Individual
    Officer
    icon of calendar ~ 1995-07-05
    OF - Director → CIF 0
    icon of calendar 1997-05-23 ~ 1999-03-11
    OF - Director → CIF 0
  • 50
    Sewell, Anthony
    Operations Manager Marketer born in January 1959
    Individual
    Officer
    icon of calendar 2002-05-13 ~ 2009-06-12
    OF - Director → CIF 0
  • 51
    Namikawa, Katsuhiko
    Banker born in May 1954
    Individual
    Officer
    icon of calendar 2003-02-28 ~ 2005-12-09
    OF - Director → CIF 0
  • 52
    Oshima, Masahiko
    Banker born in September 1960
    Individual
    Officer
    icon of calendar 2014-03-25 ~ 2016-10-13
    OF - Director → CIF 0
  • 53
    Yates, Antony
    Individual (3 offsprings)
    Officer
    icon of calendar 1999-10-01 ~ 2002-05-13
    OF - Secretary → CIF 0
  • 54
    Souchon, Stephen Alec
    Director born in November 1960
    Individual (4 offsprings)
    Officer
    icon of calendar 2018-01-26 ~ 2024-12-31
    OF - Director → CIF 0
  • 55
    Furuse, Yoichiro
    Banker born in November 1941
    Individual
    Officer
    icon of calendar 1995-07-05 ~ 1996-09-25
    OF - Director → CIF 0
  • 56
    Azuma, Masayuki
    Broker born in January 1962
    Individual
    Officer
    icon of calendar 2012-09-12 ~ 2014-04-23
    OF - Director → CIF 0
parent relation
Company in focus

SMBC NIKKO CAPITAL MARKETS LIMITED

Previous names
BRAYCOPSE LIMITED - 1989-11-16
SBCM LIMITED - 2001-04-02
S.B.C.M. (UK) LIMITED - 1991-10-29
SMBC CAPITAL MARKETS LIMITED - 2010-10-01
Standard Industrial Classification
64991 - Security Dealing On Own Account

Related profiles found in government register
  • SMBC NIKKO CAPITAL MARKETS LIMITED
    Info
    BRAYCOPSE LIMITED - 1989-11-16
    SBCM LIMITED - 1989-11-16
    S.B.C.M. (UK) LIMITED - 1989-11-16
    SMBC CAPITAL MARKETS LIMITED - 1989-11-16
    Registered number 02418137
    icon of address100 Liverpool Street, London EC2M 2AT
    PRIVATE LIMITED COMPANY incorporated on 1989-08-30 (36 years 3 months). The company status is Active.
    The last date of confirmation statement was made at 2025-06-08
    CIF 0
  • SMBC NIKKO CAPITAL MARKETS LIMITED
    S
    Registered number 02418137
    icon of address100, Liverpool Street, London, England, EC2M 2AT
    Limited Liability Company in Uk Companies House, England
    CIF 1
child relation
Offspring entities and appointments
Active 1
  • SBCM DERIVATIVE PRODUCTS LIMITED - 2001-04-02
    icon of address100 Liverpool Street, London, England
    Active Corporate (9 parents)
    Person with significant control
    icon of calendar 2016-04-06 ~ now
    CIF 1 - Ownership of shares – 75% or moreOE

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Contains public sector information retrieved at 12 November 2025 and licensed under the Open Government Licence v3.0.