The above diagram shows the color scheme of the layout in the main result page. The parent entities and officers are those entities, including individual and legal persons, have significant controls over the company in focus. The offspring entities and appointments are those entities that the company in focus can influence on.

Clicking the links on parent entities or officers, and offspring entities or managed companies will put them in focus and show upstream or downstream connections. In general, ascendant entities can be found by moving toward upstream, and descendant entities are by toward downstream. In this way, progenitor entities such as grandparent companies (parents of parent), sibling companies (children of parent), partner companies (parents of child), and progeny entities such as grandchild companies (children of child) can be found easily.

Parent entities and officers
Active 8
  • 1
    Mcintosh, Kirk Ewan
    Chief Executive Officer born in May 1970
    Individual (3 offsprings)
    Officer
    2020-04-15 ~ now
    OF - Director → CIF 0
  • 2
    Robbins, Brent Douglas
    Reginal Manager, Institutional Equity Sales born in August 1970
    Individual (1 offspring)
    Officer
    2024-01-17 ~ now
    OF - Director → CIF 0
  • 3
    Clune, Katherine Patricia
    Chief Financial Officer born in April 1980
    Individual (1 offspring)
    Officer
    2024-04-18 ~ now
    OF - Director → CIF 0
  • 4
    Baker, James
    Global Head - Inv Banking & Cap Mkts Ib born in January 1968
    Individual (1 offspring)
    Officer
    2020-04-15 ~ now
    OF - Director → CIF 0
  • 5
    Schoneman, Debbra Lynn
    Finance Director born in April 1968
    Individual (6 offsprings)
    Officer
    2004-04-05 ~ now
    OF - Director → CIF 0
  • 6
    Dalgarno, Nicholas John
    Head Of European Investment Banking - Energy born in May 1972
    Individual (1 offspring)
    Officer
    2021-07-14 ~ now
    OF - Director → CIF 0
  • 7
    Grant, James, Secretary
    Individual (1 offspring)
    Officer
    2013-04-10 ~ now
    OF - Secretary → CIF 0
  • 8
    800, Nicollet Mall, Suite 900, Minneapolis, Mn 55402, United States
    Corporate (3 offsprings)
    Person with significant control
    2016-08-12 ~ now
    PE - Ownership of shares – 75% or more → CIF 0
    PE - Ownership of voting rights - 75% or more → CIF 0
    PE - Right to appoint or remove directors → CIF 0
Ceased 27
  • 1
    James, Scott Melvin
    Individual
    Officer
    1999-09-23 ~ 2004-12-01
    OF - Secretary → CIF 0
  • 2
    Karos, Paul
    Dir Equity Capital Markets born in August 1962
    Individual
    Officer
    1999-09-23 ~ 2002-07-08
    OF - Director → CIF 0
  • 3
    London Law Services Limited
    Individual (1 offspring)
    Officer
    1999-09-23 ~ 1999-09-23
    OF - Nominee Director → CIF 0
  • 4
    Beveridge, David Michael Stewart
    Company Director born in August 1964
    Individual (2 offsprings)
    Officer
    2017-06-19 ~ 2021-07-14
    OF - Director → CIF 0
  • 5
    Carter, Timothy
    Finance Director born in May 1967
    Individual (2 offsprings)
    Officer
    2018-01-30 ~ 2024-04-23
    OF - Director → CIF 0
  • 6
    Chosy, James Louis
    Individual
    Officer
    2001-03-05 ~ 2004-12-01
    OF - Secretary → CIF 0
  • 7
    Gould, Norman Charles
    Director Of Compliance born in September 1963
    Individual (1 offspring)
    Officer
    2005-07-04 ~ 2010-04-30
    OF - Director → CIF 0
    Gould, Norman Charles
    Individual (1 offspring)
    Officer
    2004-12-01 ~ 2010-12-31
    OF - Secretary → CIF 0
  • 8
    Klinefelter, Jeffrey P.
    Head Of Global Equities born in October 1967
    Individual
    Officer
    2012-10-04 ~ 2017-06-19
    OF - Director → CIF 0
  • 9
    Salveson, Jon Warren
    Investment Banker born in January 1965
    Individual
    Officer
    2005-04-04 ~ 2010-08-31
    OF - Director → CIF 0
  • 10
    Sponem, Sandra
    Accounting born in January 1958
    Individual
    Officer
    1999-09-23 ~ 2004-04-05
    OF - Director → CIF 0
  • 11
    Kanellitsas, James Robert
    Executive born in March 1963
    Individual
    Officer
    2001-03-05 ~ 2005-08-04
    OF - Director → CIF 0
  • 12
    Hidalgo, Andee
    Associate Director Institutio born in December 1964
    Individual
    Officer
    1999-09-23 ~ 2000-04-28
    OF - Director → CIF 0
  • 13
    Abraham, Chad R
    Investment Banking born in October 1966
    Individual
    Officer
    2011-09-26 ~ 2018-01-25
    OF - Director → CIF 0
  • 14
    De Lacy, Tresa
    Seo/Compliance Officer born in February 1966
    Individual
    Officer
    1999-09-23 ~ 2000-12-15
    OF - Director → CIF 0
  • 15
    Denney, Joel Robert
    Research Director born in December 1961
    Individual
    Officer
    2006-02-28 ~ 2007-04-04
    OF - Director → CIF 0
  • 16
    Chase, Richard Troy
    Individual
    Officer
    1999-09-23 ~ 2001-02-09
    OF - Secretary → CIF 0
  • 17
    Peterson, Robert Wayne
    Director born in October 1967
    Individual
    Officer
    2007-04-04 ~ 2012-06-30
    OF - Director → CIF 0
  • 18
    Wilson, David Ian
    Investment Banker born in February 1963
    Individual (8 offsprings)
    Officer
    2002-01-28 ~ 2010-12-31
    OF - Director → CIF 0
  • 19
    Omlie, Blake J
    Sales Manager born in August 1958
    Individual
    Officer
    1999-09-23 ~ 2003-08-05
    OF - Director → CIF 0
  • 20
    Geelan, John W., Company Secretary
    Individual
    Officer
    2011-01-01 ~ 2013-04-10
    OF - Secretary → CIF 0
  • 21
    Grangaard, Paul Donald
    Executive born in June 1958
    Individual
    Officer
    2001-03-05 ~ 2001-11-30
    OF - Director → CIF 0
  • 22
    Mackison, Neil, Co-chief Executive
    Investment Banker born in January 1966
    Individual
    Officer
    2011-01-01 ~ 2022-07-13
    OF - Director → CIF 0
  • 23
    Ruddle, Marc Simon, Co-chief Executive
    Investment Banker born in March 1973
    Individual
    Officer
    2011-01-01 ~ 2024-01-17
    OF - Director → CIF 0
  • 24
    Schnettler, Thomas Patrick
    Investment Banker born in October 1956
    Individual
    Officer
    2002-01-28 ~ 2011-12-31
    OF - Director → CIF 0
    Schnettler, Thomas Patrick
    Company Director born in October 1958
    Individual
    Officer
    2017-06-19 ~ 2018-01-19
    OF - Director → CIF 0
  • 25
    Cox, Michael Edward, Director
    Director Of Equity Research born in November 1977
    Individual
    Officer
    2015-09-24 ~ 2018-01-19
    OF - Director → CIF 0
  • 26
    Lawrence, Christopher John Davidson
    Stockbroker born in March 1953
    Individual
    Officer
    2003-10-13 ~ 2005-08-03
    OF - Director → CIF 0
  • 27
    84 Temple Chambers, Temple Avenue, London
    Active Corporate (2 parents, 190 offsprings)
    Equity (Company account)
    2 GBP2024-01-31
    Officer
    1999-09-23 ~ 1999-09-23
    PE - Nominee Secretary → CIF 0
parent relation
Company in focus

PIPER SANDLER LTD.

Previous names
PIPER JAFFRAY LTD. - 2020-01-03
U.S. BANCORP PIPER JAFFRAY CAPITAL MARKETS LTD. - 2003-12-31
U.S. BANCORP PIPER JAFFRAY SECURITIES LTD. - 2001-09-25
Standard Industrial Classification
64999 - Financial Intermediation Not Elsewhere Classified
Related profiles found in government register
  • PIPER SANDLER LTD.
    Info
    PIPER JAFFRAY LTD. - 2020-01-03
    U.S. BANCORP PIPER JAFFRAY CAPITAL MARKETS LTD. - 2003-12-31
    U.S. BANCORP PIPER JAFFRAY SECURITIES LTD. - 2001-09-25
    Registered number 03846990
    2 Gresham Street, 6th Floor, London EC2V 7AD
    Private Limited Company incorporated on 1999-09-23 (25 years 9 months). The company status is Active.
    The last date of confirmation statement was made at 2024-08-23
    CIF 0
  • PIPER SANDLER LTD
    S
    Registered number 03846990
    New Fetter Place East, 1st Floor, 8-10, New Fetter Lane, London, United Kingdom, EC4A 1AZ
    CIF 1
  • PIPER SANDLER LTD.
    S
    Registered number 03846990
    88, Wood Street, 13th Floor, London, United Kingdom, EC2V 7DA
    Corporate in Companies House, United Kingdom
    CIF 2
  • PIPER SANDLER LTD
    S
    Registered number missing
    New Fetter Place East, 1st Floor, 8-10, New Fetter Lane, London, England, EC4A 1AZ
    Limited Liability Partnership
    CIF 3
(more)
child relation
Offspring entities and appointments
Active 4
  • 1
    10 Fleet Place, London
    Liquidation Corporate (4 parents)
    Person with significant control
    2024-08-26 ~ now
    CIF 4 - Ownership of shares – 75% or more → OE
    CIF 4 - Ownership of voting rights - 75% or more → OE
    CIF 4 - Right to appoint or remove directors → OE
  • 2
    2 Gresham Street, 6th Floor, London, England
    Dissolved Corporate (3 parents, 1 offspring)
    Person with significant control
    2021-12-17 ~ dissolved
    CIF 2 - Ownership of shares – 75% or more → OE
    CIF 2 - Ownership of voting rights - 75% or more → OE
    CIF 2 - Right to appoint or remove directors → OE
  • 3
    SMG ACQUISITION CO LIMITED - 2017-06-06
    Sengs House Balmacassie Way, Balmacassie Commercial Park, Ellon, Aberdeenshire, Scotland
    Active Corporate (7 parents, 2 offsprings)
    Profit/Loss (Company account)
    10,187,506 GBP2022-12-29 ~ 2023-12-28
    Person with significant control
    2018-03-29 ~ now
    CIF 5 - Ownership of voting rights - More than 50% but less than 75% → OE
  • 4
    UNDERHILL PARTNERS LLP - 2010-05-05
    C/o Interpath Ltd, 10 Fleet Place, London
    Dissolved Corporate (2 parents, 1 offspring)
    Person with significant control
    2022-06-10 ~ dissolved
    CIF 3 - Ownership of voting rights - More than 25% but not more than 50% → OE
    CIF 3 - Right to surplus assets - More than 25% but not more than 50% → OE
    CIF 3 - Right to appoint or remove members → OE
    Officer
    2022-06-10 ~ dissolved
    CIF 1 - LLP Designated Member → ME

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Contains public sector information retrieved at 24 April 2025 and licensed under the Open Government Licence v3.0.