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The above diagram shows the color scheme of the layout in the main result page. The parent entities and officers are those entities, including individual and legal persons, have significant controls over the company in focus. The offspring entities and appointments are those entities that the company in focus can influence on.

Clicking the links on parent entities or officers, and offspring entities or managed companies will put them in focus and show upstream or downstream connections. In general, ascendant entities can be found by moving toward upstream, and descendant entities are by toward downstream. In this way, progenitor entities such as grandparent companies (parents of parent), sibling companies (children of parent), partner companies (parents of child), and progeny entities such as grandchild companies (children of child) can be found easily.

Parent entities and officers
Active 7
  • 1
    Diganci, Todd
    Exec Vice Pres. And Chief Fina born in February 1960
    Individual (1 offspring)
    Officer
    icon of calendar 2004-02-25 ~ now
    OF - Director → CIF 0
  • 2
    Schapiro, Mary Lovelace
    Nasd Vice Chairman born in June 1955
    Individual (3 offsprings)
    Officer
    icon of calendar 2004-02-25 ~ now
    OF - Director → CIF 0
  • 3
    Fienberg, Linda
    Pres.Dispute Resolutions & Chi born in July 1942
    Individual (1 offspring)
    Officer
    icon of calendar 2004-02-25 ~ now
    OF - Director → CIF 0
  • 4
    Shulman, Douglas
    Pres. Regulatory Serv.& Operat born in May 1967
    Individual (2 offsprings)
    Officer
    icon of calendar 2004-02-25 ~ now
    OF - Director → CIF 0
  • 5
    Jones, Michael
    Sr Exec Vp And Chief Admin Off born in March 1951
    Individual (1 offspring)
    Officer
    icon of calendar 2004-02-25 ~ now
    OF - Director → CIF 0
  • 6
    Callery, Grant
    Exec.Vice Pres & General Couns born in October 1946
    Individual (1 offspring)
    Officer
    icon of calendar 2004-02-25 ~ now
    OF - Director → CIF 0
  • 7
    Glauber, Robert Rudolf
    Chairman And Chief Exec Office born in March 1939
    Individual (3 offsprings)
    Officer
    icon of calendar 2004-02-25 ~ now
    OF - Director → CIF 0
parent relation
Company in focus

FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC

Previous name
NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. - 2007-07-30

  • FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC
    Info
    NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. - 2007-07-30
    Registered number FC025064
    icon of addressNick Bannister, Nasd International, No. Poultry, London EC2R 8JR
    Overseas Company incorporated on 2003-01-10 and dissolved on 2013-01-21 (10 years). The company status is Converted / Closed.
    CIF 0
child relation
Offspring entities and appointments
Active 0
  • Not found in our database.

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Contains public sector information retrieved at 16 October 2025 and licensed under the Open Government Licence v3.0.